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12-07-2016, 11:30 PM
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Credit Suisse is for university graduates. BNP is for mostly poly graduates.
Pay is obviously different
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13-07-2016, 11:09 PM
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Hi guys,
How bout roles like trade/market surveillance? How can I find an entry level role in that position and if there is prospect in that career path?
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14-07-2016, 02:23 PM
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Quote:
Originally Posted by andy
neither. its RBC. why BAML or SCB? 50k with no bonus. I read/heard COB can be onerous and long hours.
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RBC periodic review? Heard they have to clear some 1.3k reviews by Jul 17, and with like 3 headcounts...gd luck
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18-07-2016, 12:17 AM
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Quote:
Originally Posted by Unregistered
How high is the probability of jumping from due diligence to monitoring & surveillance?
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U mean ur in front office doing DD and want to go to compliance for monitoring and surveillance? Then it's possible but hire u as almost fresh grad equivalent.
If ur in aml, Usually it's the other way round. We want to join due di advisory from monitoring and surveillance.
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18-07-2016, 12:19 AM
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Quote:
Originally Posted by Unregistered
Is it easier to get into regulatory compliance?
Typically how to get such a role?
How is the salary compared to other compliance?
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Start by taking contract roles in compliance. Then work hard and smart and people will want to convert u to perm.
Regulatory compliance or AML also same way in as above.
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18-07-2016, 11:32 AM
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Quote:
Originally Posted by Unregistered
Credit Suisse is for university graduates. BNP is for mostly poly graduates.
Pay is obviously different
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HAHA. I hope you were attempting to troll, because if that's what you really know of the industry, you are never getting far.
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18-07-2016, 11:35 AM
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Quote:
Originally Posted by Unregistered
Is it easier to get into regulatory compliance?
Typically how to get such a role?
How is the salary compared to other compliance?
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It is not easy. Typically they only look at experienced personnel within the Compliance space, not restricted to Regulatory. I have seen the one or two fresh grads that managed to get into Reg Compliance but they have stellar results and internships.
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19-07-2016, 04:16 PM
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Quote:
Originally Posted by Unregistered
It is not easy. Typically they only look at experienced personnel within the Compliance space, not restricted to Regulatory. I have seen the one or two fresh grads that managed to get into Reg Compliance but they have stellar results and internships.
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Hi guys,
How bout roles like trade/market surveillance? How can I find an entry level role in that position and if there is prospect in that career path? what kind of compliance is that classified as?
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19-07-2016, 04:57 PM
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Quote:
Originally Posted by Unregistered
Hi guys,
How bout roles like trade/market surveillance? How can I find an entry level role in that position and if there is prospect in that career path? what kind of compliance is that classified as?
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I'm assuming you are leaning towards the track of transactions monitoring. Some banks call it the Surveillance team, some simply call it Transactions Monitoring, some have fancy acronyms for it, but it's all referring to the same thing, and yes it sits within Compliance.
This function do look at fresh grad applicants, shop around the banks websites and job portals, you might get lucky. I think there's definitely prospects within Compliance right now, the money is higher than an average back office role and there's security as well.
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20-07-2016, 11:27 PM
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Quote:
Originally Posted by Unregistered
It is not easy. Typically they only look at experienced personnel within the Compliance space, not restricted to Regulatory. I have seen the one or two fresh grads that managed to get into Reg Compliance but they have stellar results and internships.
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Can a person with no relevant experience, other than difficult, get into compliance?
Or does he at least need to have compliance certification, before he can do compliance?
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