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Old 19-07-2016, 04:16 PM
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It is not easy. Typically they only look at experienced personnel within the Compliance space, not restricted to Regulatory. I have seen the one or two fresh grads that managed to get into Reg Compliance but they have stellar results and internships.

Hi guys,

How bout roles like trade/market surveillance? How can I find an entry level role in that position and if there is prospect in that career path? what kind of compliance is that classified as?
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